Sharon M. Davison

Posts Tagged ‘Compliance’

WATCH THIS SITE

In Broker-Dealers, Crowdfunding, Portals, Technology on April 6, 2012 at 4:05 pm

With the passing of the JOBS Act of 2012, crowdfunding is now legal in the US. This site is going to be devoted to following the new regulations, new SRO and other legal issues that will impact portals, broker dealers and investors. So come back often. Until then visit Davison-LawBlog which is more broadly devoted to issues effecting broker-dealers, investment advisers and funds.

(C) 2012  Sharon M. Davison

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